Asset Manager Code Compliance Notification Form

In submitting this form, you indicate that through its code of ethics and/or policies and procedures, your organization complies with each principle and provision of the Asset Manager Code (the "Code"). Submission does not represent that CFA Institute engages in enforcement or quality control of an organization’s claim of compliance. CFA Institute does not verify the claim of compliance or actual compliance with the Code.

Organizations that claim compliance with the AMC standards must submit this form annually by 30 June of each year.

We currently require the contact information for two representatives. Both contacts will be notified when this form is submitted.

Fields marked with an asterisk (*) are required fields. All other fields are optional.

CFA Institute gathers and protects information in accordance with our Privacy Policy.

Contact 1
First Name
Last Name
Contact 2
First Name
Last Name
Organization Information
Organization Type and Structure
Organization Assets
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Acknowledgement