Initial ESG Standards Compliance Notification Form

Complete this form if your organization is submitting its initial ESG Standards Compliance Notification Form.

If you want to update a previously submitted ESG Standards Compliance Notification Form, use the Update Form instead.

In submitting this form, you indicate that your organization complies with each applicable requirement of the Global ESG Disclosure Standards for Investment Products. Submission does not represent that CFA Institute engages in enforcement or quality control of an organization’s claim of compliance. CFA Institute does not verify the claim of compliance or actual compliance with the Global ESG Disclosure Standards for Investment Products.

We require contact information for two representatives at your organization. Both contacts will be notified when this form is submitted.

Organizations that claim compliance with the Global ESG Disclosure Standards for Investment Products must submit this form annually, between 1 January and 30 June.

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Contact One

Prefix

Given Name First Name

Family Name Last Name

Email Address

Phone Number

Contact Two

Prefix

Given Name First Name

Family Name Last Name

Email Address

Phone Number

Organization Information

Organization Name

Website Address Valid URL address, example: https://example.com

Country / Region

City

State / Territory

Province

Province / Municipality

State / Territory

State

Region

Organization Type and Structure

Please select your organization type

Asset Owner (e.g., pension fund, sovereign wealth fund, endowment, foundation)

Asset Manager

Is your organization a subsidiary of a larger parent company?

Yes

Parent Company Name

ESG Disclosure Statements

Number of investment product(s) for which an ESG Disclosure Statement has been prepared

Number of ESG Disclosure Statement(s) that have been independently examined

Acknowledgement

ESG Standards Compliance Acknowledgement

The organization has prepared one or more ESG Disclosure Statements that comply with the applicable disclosure requirements of the Global ESG Disclosure Standards for Investment Products. Additionally, the organization has complied with the requirements of the Global ESG Disclosure Standards for Investment Products related to the preparation and presentation of its ESG Disclosure Statements.

The organization acknowledges that CFA Institute may update and modify the Global ESG Disclosure Standards for Investment Products in the future and acknowledges the responsibility to comply with these changes. The organization acknowledges that if it ceases to update, maintain, and make available ESG Disclosure Statements in compliance with the applicable requirements of the Global ESG Disclosure Standards for Investment Products, it will promptly notify CFA Institute.